David Rosen

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Unemployed
  Sunrise, FL
• 06/2018 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2018 → 07/2022
  Equitable Advisors, Llc
  New York, NY
• 07/2022 → Present
  New York Life Insurance Co
  Sunrise, FL
• 07/2022 → Present
  Nylife Securities Llc
  Sunrise, FL
• 07/2022 → Present
  Eagle Strategies Llc
  Sunrise, FL

Previous Registrations

• 2019-01-18 → 2020-08-13
  Equitable Advisors, Llc
  Boca Raton, FL
• 2011-07-19 → 2012-06-05
  Morgan Stanley
  Fort Lauderdale, FL

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 2925 NW 126th Ave Apt 415 Sunrise FL 33323; start 07/2022; Insurance Broker; Commissions; 10 hours per month, 10 hours during securities trading hours; insurance related] [Calo Foods LLC - Dormant; online retail; 2925 NW 126th Ave, Apt # 415, Sunrise, FL 33323; Start Date 11/2022; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [World Trade Connections LLC - Dormant; Online Business; 2925 NW 126th Ave, Apt # 415, Sunrise, FL 33323; Start Date 11/2022; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2018-09-10

Other Names

• David Kargman Rosen
• David K Rosen
• David Rosen