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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-15
  • TX RA
    APPROVED_RES
    Since 2019-03-15

Branch Locations

280 Congress St Suite 1300, Boston, MA 02210 • United States

197 First Avenue Suite 250, Needham, MA 02494 • United States

Chelmsford, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Needham MA 03/2015 Present
Mml Investors Services Needham MA 03/2015 Present
  • 03/2015 → Present
    Mass Mutual Life Insurance Company
    Needham, MA
  • 03/2015 → Present
    Mml Investors Services
    Needham, MA
Other Businesses

(1) NAME: GARY DENNIS, INV REL: Y, ADD: 100 FEDERAL STREET SUITE 800 BOSTON, MA, NATURE: LIFE, HEALTH , POSITION: SALES, START DATE: 3/5/15, NO. HR/MO: 3, NO. HR/MO DURING SEC TRADING: 3 (2) NAME: TOWER HILL FINANCIAL, INC., INV REL: N, ADD: 280 CONGRESS ST., SUITE 1300, BOSTON, MA 02210 NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/01/2025, NO. HR/MO: 40, NO. HR/MO DURING SEC TRADING:0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-11-04
  • S63 Uniform Securities Agent State Law Examination
    2013-11-04

View on SEC IAPD

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