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Melissa Kimberly James

Independent Financial Partners

Vero Beach, FL

Tampa, FL

CRD 5895054

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Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-04
  • FL RA
    APPROVED
    Since 2024-04-04

Branch Locations

2770 Indian River Blvd. 400C, Vero Beach, FL 32960 • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Vero Beach FL 02/2011 03/2024
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2024
Ifp Securities, Llc Tampa FL 04/2024 Present
Independent Financial Partners Tampa FL 04/2024 Present
  • 02/2011 → 03/2024
    Fidelity
    Vero Beach, FL
  • 07/2018 → 03/2024
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2024 → Present
    Ifp Securities, Llc
    Tampa, FL
  • 04/2024 → Present
    Independent Financial Partners
    Tampa, FL
Previous Registrations
  • 2018-07-13 → 2024-04-03
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-03-06 → 2018-07-13
    Strategic Advisers Llc
    Vero Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-27
S63 Uniform Securities Agent State Law Examination 2011-08-15
  • S66 Uniform Combined State Law Examination
    2013-06-27
  • S63 Uniform Securities Agent State Law Examination
    2011-08-15
Other Names
  • Melissa Kimberly James
  • Melissa Kimberly Lau

View on SEC IAPD

Nearby Firms

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WELLS FARGO CLEARING SERVICES, LLC
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Nearby Investors

MICHAEL JOHN CURLEY
MICHELLE ANN DAVIS
WILLIAM GARDNER JOHNSON

Nearby Offices

MORGAN STANLEY · Vero Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL

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