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Laura Maria San Nicolas

State Farm Investment Management Corp.

Miller Place, NY

CRD 5894448

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-17
PA RA APPROVED 2025-09-17
VT RA APPROVED 2025-08-25
NY RA APPROVED 2023-04-13
  • CT RA
    APPROVED
    Since 2025-09-17
  • PA RA
    APPROVED
    Since 2025-09-17
  • VT RA
    APPROVED
    Since 2025-08-25
  • NY RA
    APPROVED
    Since 2023-04-13

Branch Locations

745 Route 25A Suite 4, Miller Place, NY 11764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Effie Knuth Insurance Agency Ronkonkoma NY 05/2014 12/2017
State Farm Insurance Bloomington IL 12/2017 05/2018
State Farm Vp Management Corp Miller Place NY 04/2020 Present
Laura San Nicholas Insurance Agency Miller Place NY 05/2018 Present
State Farm Investment Management Corp Miller Place NY 04/2023 Present
  • 05/2014 → 12/2017
    Effie Knuth Insurance Agency
    Ronkonkoma, NY
  • 12/2017 → 05/2018
    State Farm Insurance
    Bloomington, IL
  • 04/2020 → Present
    State Farm Vp Management Corp
    Miller Place, NY
  • 05/2018 → Present
    Laura San Nicholas Insurance Agency
    Miller Place, NY
  • 04/2023 → Present
    Miller Place, NY
Other Businesses

1) Laura San Nicolas' Insurance Agency; Insurance Agency; Investment-related; 745 Route 25A Unit 4 Miller Place, NY 11764-2650; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/2018; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-04
S63 Uniform Securities Agent State Law Examination 2020-08-27
  • S65 Uniform Investment Adviser Law Examination
    2023-04-04
  • S63 Uniform Securities Agent State Law Examination
    2020-08-27
Other Names
  • Laura M San Nicolas
  • Laura Maria Rodriguez

View on SEC IAPD

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