Joshua Paul Aylesworth

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2019-01-03
TX	RA	APPROVED_RES	2017-10-04

AZ RA
APPROVED

Since 2019-01-03
TX RA
APPROVED_RES

Since 2017-10-04

Branch Locations

8501 N. Scottsdale Road Suite 250, Scottsdale, AZ 85253 • United States

Scottsdale, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James And Associates	Scottsdale	AZ	09/2015	Present

09/2015 → Present

Raymond James And Associates

Scottsdale, AZ

Previous Registrations

2008-01-24 → 2015-10-12

Wells Fargo Clearing Services, Llc

Scottsdale, AZ
2001-01-19 → 2005-01-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-10
S63	Uniform Securities Agent State Law Examination	1999-11-03

S65 Uniform Investment Adviser Law Examination

1999-11-10
S63 Uniform Securities Agent State Law Examination

1999-11-03

Designations

Certified Financial Planner

Other Names

Joshua P Aylesworth

View on SEC IAPD