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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-06-15
TX RA APPROVED 2021-06-14
  • NM RA
    APPROVED
    Since 2021-06-15
  • TX RA
    APPROVED
    Since 2021-06-14

Branch Locations

5915 Silver Springs Bldg #4, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. El Paso TX 09/2015 10/2016
Raymond James & Associates, Inc. El Paso TX 10/2016 06/2021
Commonwealth Financial Network Waltham MA 06/2021 Present
Dodds Wealth Management Group Llc El Paso TX 06/2021 Present
Previous Registrations
Other Businesses

Fixed insurance sales; as of 05/06/2021; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-09
  • S66 Uniform Combined State Law Examination
    2011-09-09
Other Names
  • Tarah Raeann Sanchez

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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