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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-07-25
  • WA RA
    APPROVED
    Since 2022-07-25

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Investments Philadelphia PA 06/2012 07/2022
Macquarie Investment Management Business Trust Philadelphia PA 04/2020 07/2022
Pgim Investments Seattle WA 07/2022 Present
Prudential Investment Management Services Llc Seattle WA 07/2022 Present
Prudential Investments Llc Seattle WA 07/2022 Present
  • 06/2012 → 07/2022
    Delaware Investments
    Philadelphia, PA
  • 04/2020 → 07/2022
    Macquarie Investment Management Business Trust
    Philadelphia, PA
  • 07/2022 → Present
    Pgim Investments
    Seattle, WA
  • 07/2022 → Present
    Prudential Investment Management Services Llc
    Seattle, WA
  • 07/2022 → Present
    Prudential Investments Llc
    Seattle, WA
Previous Registrations
Other Businesses

RENTAL PROPERTY POSITION: Owner of the rental property NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 2239 Latona Street, Philadelphia PA 19146, United States DESCRIPTION: Collecting rent, working with accountant to file taxes, manage any home repairs that may come up.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-03
  • S66 Uniform Combined State Law Examination
    2011-10-03
Other Names
  • Ross Adam Rutman
  • Ross Adam Rutman
  • Ross A Rutman

View on SEC IAPD

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