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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-05-08
  • CO RA
    APPROVED
    Since 2023-05-08

Branch Locations

Marlton, NJ • United States

Brighton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Worth TX 01/2011 12/2016
Transamerica Retirement Solutions Denver CO 01/2017 03/2023
Transamerica Investors Securities Corporation Denevr CO 01/2017 03/2023
Voya Financial Advisors Windsor CT 04/2023 Present
Voya Financial Partners Windsor CT 11/2024 Present
  • 01/2011 → 12/2016
    Ameriprise Financial Services, Inc.
    Fort Worth, TX
  • 01/2017 → 03/2023
    Transamerica Retirement Solutions
    Denver, CO
  • 01/2017 → 03/2023
    Transamerica Investors Securities Corporation
    Denevr, CO
  • 04/2023 → Present
    Voya Financial Advisors
    Windsor, CT
  • 11/2024 → Present
    Voya Financial Partners
    Windsor, CT
Previous Registrations
Other Businesses

PURE HAVEN POSITION: Independent Consultant NATURE: Single level marketing program (No Recruiting) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2022 ADDRESS: 5271 Grey Swallow St, Brighton CO 80601, United States DESCRIPTION: Selling products and purchasing for personal use. KLHCO, LLC POSITION: Owner NATURE: 2nd home is being turned into a rental property. I will be forming an LLC to own the property. I will be hiring a management company to do the maintenance, screen renters, collect rent, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 306 N 9th St, Apt 4B, Gunnison CO 81230, United States DESCRIPTION: I own the condo that will be rented.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-16
  • S66 Uniform Combined State Law Examination
    2015-12-16
Other Names
  • Kristine L Carrouth
  • Kristine Lynn Bell

View on SEC IAPD

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