Steven George Bentley

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2020-02-11
TX	RA	APPROVED_RES	2020-01-10
WI	RA	APPROVED	2020-01-06
MN	RA	APPROVED	2019-11-12

VA RA
APPROVED

Since 2020-02-11
TX RA
APPROVED_RES

Since 2020-01-10
WI RA
APPROVED

Since 2020-01-06
MN RA
APPROVED

Since 2019-11-12

Branch Locations

7650 Edinborough Way Suite 320, Edina, MN 55435 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	03/2015	09/2019
Valic Financial Advisors, Inc.	Edina	MN	11/2019	Present
Agia	Houston	TX	12/2022	Present
Test Administrator	Brooklyn Park	MN	02/2023	Present

03/2015 → 09/2019

Ameriprise Financial Services, Inc.

Minneapolis, MN
11/2019 → Present

Valic Financial Advisors, Inc.

Edina, MN
12/2022 → Present

Agia

Houston, TX
02/2023 → Present

Test Administrator

Brooklyn Park, MN

Previous Registrations

2015-04-01 → 2019-09-26

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products TEST ADMINISTRATOR POSITION: Test Administrator NATURE: observe test takers to insure no improper methods are used to complete online certification exams INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2023 ADDRESS: 7101 Northland Cir N 102, Brooklyn Park MN 55428, United States DESCRIPTION: insure all procedures for test takers are followed

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-01
S63	Uniform Securities Agent State Law Examination	2011-04-09

S66 Uniform Combined State Law Examination

2015-04-01
S63 Uniform Securities Agent State Law Examination

2011-04-09

Other Names

Steven G Bentley
Steven George Bentley
Steven Bentley

View on SEC IAPD