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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Syracuse | NY | 07/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2011 | Present |
| 1. THE HAZARD GROUP, LIMITED LIABILITY CO., SUPERVISE PROPERTY MAINTENANCE AND MANAGEMENT, START DATE 12/19/2013 2 HRS/MT 2. ADIRONDACK-CATSKILL SAFARI CLUB INT. MEMBER/VOLUNTEER, EVENTS, SEMINARS, BANQUETS, 4/16/14, 4 HRS./MTH 3. NRA, NATIONAL RIFLE ASSOC, MEMBER, ATTEND MEETINGS AND SEMINARS, 4/16/14, 2 HRS/MTH 4. Secretary - Adirondack-Catskill Safari Club International, 24 Church St. P.O. Box 466 Otego, NY 13825, Start Date 10/25/2014, 3 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-28 |
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