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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

8001 State Route 12, Barneveld, NY 13304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Syracuse NY 07/2011 06/2020
Equitable Advisors, Llc New York NY 07/2011 Present
Other Businesses

| 1. THE HAZARD GROUP, LIMITED LIABILITY CO., SUPERVISE PROPERTY MAINTENANCE AND MANAGEMENT, START DATE 12/19/2013 2 HRS/MT 2. ADIRONDACK-CATSKILL SAFARI CLUB INT. MEMBER/VOLUNTEER, EVENTS, SEMINARS, BANQUETS, 4/16/14, 4 HRS./MTH 3. NRA, NATIONAL RIFLE ASSOC, MEMBER, ATTEND MEETINGS AND SEMINARS, 4/16/14, 2 HRS/MTH 4. Secretary - Adirondack-Catskill Safari Club International, 24 Church St. P.O. Box 466 Otego, NY 13825, Start Date 10/25/2014, 3 hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-01
S63 Uniform Securities Agent State Law Examination 2011-06-28
  • S65 Uniform Investment Adviser Law Examination
    2012-11-01
  • S63 Uniform Securities Agent State Law Examination
    2011-06-28

View on SEC IAPD

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