Shawn Michael Layton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 01/2020
  Securities America Inc
  Bellevue, WA
• 12/2015 → 01/2020
  Securities America Advisors
  Bellevue, WA
• 01/2020 → 04/2026
  Lpl Financial Llc
  Bellevue, WA
• 04/2026 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 04/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2025 → Present
  Layton Advisory Group Llc
  Fairhope, AL

Previous Registrations

• 2020-01-15 → 2026-04-24
  Lpl Financial Llc
  Fairhope, AL
  Eldon, IA
  Bellevue, WA
  Bellevue, WA
  Fairhope, AL
• 2015-12-14 → 2020-01-16
  Securities America Advisors, Inc.
  Kirkland, WA
  Bellevue, WA
  Bellevue, WA
  Bellevue, WA
• 2011-11-15 → 2015-12-17
  Concourse Financial Group Securities, Inc.
  Kirkland, WA
  Middletown, CT
  Federal Way, WA
• 2011-10-28 → 2011-11-11
  Ameriprise Financial Services, Llc
  Kirkland, WA

Other Businesses

1. NAME OF OTHER BUSINESS: LAYTON ADVISORY GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S CORP FOR TAX PURPOSES START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: SOLE MEMBER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2009 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: NEW BEGINNING MINISTRIES INVESTEMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OVERSEE MINISTRY OPERATIONS AND BOARD MEETINGS

Exams

• S66 Uniform Combined State Law Examination
  2011-10-14

Other Names

• Shawn Michael Brown