Keith Michael Keller

Current Employers

Employment History

• 10/2014 → 02/2017
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2014 → 02/2017
  Mcadam Llc
  Philadelphia, PA
• 02/2017 → Present
  Lpl Financial, Llc
  Bala Cynwyd, PA
• 02/2017 → Present
  Private Advisor Group, Llc
  Bala Cynwyd, PA

Previous Registrations

• 2014-10-03 → 2017-02-15
  Mcadam Llc
  Radnor, PA
• 2011-05-24 → 2014-10-03
  Voya Financial Advisors, Inc.
  Philadelphia, PA

Other Businesses

1) 02/02/2017 - KM Financial Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2017 - 160 hr/mth. 2) 3/16/2017 - Private Advisor Group - DBA: (Hybrid) KM Financial Partners - Investment Related - At Reported Business Location(s) - Started 02/03/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity on 3/16/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 3/16/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/03/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity on 3/16/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 4/27/2017 - Voya Insurance and Annuity Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance-trails - Started 03/01/2011 - 2 Hours Per Month During Securities Trading - Non-variable insurance trails only. 5) 9/16/2018 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/22/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Long-Term Care, Disability and Life Insurance. 6) 3/1/2019 - Axa - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 02/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 7) 3/1/2019 - Principal - Investment Related - At Reported Business Location(s) - Other--Non-Variable Insurance--Trails - Start Date: 02/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-04
• S63 Uniform Securities Agent State Law Examination
  2011-04-12

Designations

Other Names

• Keith Keller