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Alison Barnes

Ubs Financial Services Inc.

Winter Park, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-09
  • FL RA
    APPROVED
    Since 2026-01-09

Branch Locations

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alison Brooke Designs Orlando FL 08/2021 Present
St. John's Preparatory School Danvers MA 08/2015 02/2022
Ubs Financial Services Inc. Orlando FL 07/2025 Present
  • 08/2021 → Present
    Alison Brooke Designs
    Orlando, FL
  • 08/2015 → 02/2022
    St. John's Preparatory School
    Danvers, MA
  • 07/2025 → Present
    Ubs Financial Services Inc.
    Orlando, FL
Other Businesses

I have a sole proprietor business named Alison Brooke Designs. I make jewelry and jewelry dishes that I sell online and wholesale to retail stores. I started the business in 2021. It is non-investment related. I work on this some evenings and weekends. Business address is my home address: 1106 N John Young Pkwy #810, Orlando, FL 32808

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-08
  • S66 Uniform Combined State Law Examination
    2026-01-08
Other Names
  • Alison Brooke Barnes

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
DOBSON STREET LLC
PFS INVESTMENTS INC.

Other Investors

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Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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