Alison Barnes

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → Present
  Alison Brooke Designs
  Orlando, FL
• 08/2015 → 02/2022
  St. John's Preparatory School
  Danvers, MA
• 07/2025 → Present
  Ubs Financial Services Inc.
  Orlando, FL

Other Businesses

I have a sole proprietor business named Alison Brooke Designs. I make jewelry and jewelry dishes that I sell online and wholesale to retail stores. I started the business in 2021. It is non-investment related. I work on this some evenings and weekends. Business address is my home address: 1106 N John Young Pkwy #810, Orlando, FL 32808

Exams

• S66 Uniform Combined State Law Examination
  2026-01-08

Other Names

• Alison Brooke Barnes