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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-03
FL RA APPROVED 2025-01-06
TN RA APPROVED 2016-10-20
  • TX RA
    APPROVED_RES
    Since 2026-02-03
  • FL RA
    APPROVED
    Since 2025-01-06
  • TN RA
    APPROVED
    Since 2016-10-20

Branch Locations

23 Public Square, Lawrenceburg, TN 38464 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Lawrenceburg TN 02/2011 10/2016
Various Insurance Carriers For W&R Insurance Agencies Lawrenceburg TN 06/2011 Present
Lpl Financial Llc Lawrenceburg TN 10/2016 Present
Private Advisor Group, Llc Morristown NJ 10/2016 Present
  • 02/2011 → 10/2016
    Waddell & Reed, Inc.
    Lawrenceburg, TN
  • 06/2011 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Lawrenceburg, TN
  • 10/2016 → Present
    Lpl Financial Llc
    Lawrenceburg, TN
  • 10/2016 → Present
    Morristown, NJ
Previous Registrations
  • 2011-09-07 → 2016-10-26
    Waddell & Reed
    Lawrenceburg, TN
    Nashville, TN
Other Businesses

1) 10/20/2016: Beasley Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 10/21/2016 - 160 Hr/Mo; 7 Hour(s) During Securities Trading; 100% Time Spent 2) 10/20/2016: Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 06/01/2011 - 5 Hr/Mo; 2 Hour(s) During Securities Trading; 5% Time Spent - Fixed Insurance through Nationwide, and Minnesota Life 3) 11/03/2016: Private Advisor Group - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Avenue, Suite 300 Morristown, NJ 07960 - Start 10/21/2016 - 160 Hr/Mo; 7 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Spent 4) 06/15/2017-Private Advisor Group- DBA:(Hybrid) Beasley Wealth Management-investment related- At reported business location(s) -Registered Investment Advisor DBA-IAR-start 10/21/2016- Hours per month 160/ Hours during trading 7- Time spent percent 100%-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/15/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/19/2024 - Real Estate Rental - Investment Related - Mexico Beach, FL - Start Date 12/02/2024 - 4 Hours Per Month/ 1 Hour During Trading 6) 03/20/2026-EPM Financial-Wealth Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/18/2026-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-06
  • S66 Uniform Combined State Law Examination
    2011-09-06
Other Names
  • Scott Beasley
  • John Beasley

View on SEC IAPD

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