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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-03 |
| FL | RA | APPROVED | 2025-01-06 |
| TN | RA | APPROVED | 2016-10-20 |
Branch Locations
23 Public Square, Lawrenceburg, TN 38464 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lawrenceburg | TN | 02/2011 | 10/2016 |
| Various Insurance Carriers For W&R Insurance Agencies | Lawrenceburg | TN | 06/2011 | Present |
| Lpl Financial Llc | Lawrenceburg | TN | 10/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2016 | Present |
1) 10/20/2016: Beasley Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 10/21/2016 - 160 Hr/Mo; 7 Hour(s) During Securities Trading; 100% Time Spent 2) 10/20/2016: Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 06/01/2011 - 5 Hr/Mo; 2 Hour(s) During Securities Trading; 5% Time Spent - Fixed Insurance through Nationwide, and Minnesota Life 3) 11/03/2016: Private Advisor Group - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Avenue, Suite 300 Morristown, NJ 07960 - Start 10/21/2016 - 160 Hr/Mo; 7 Hour(s) During Securities Trading; 100% Time Spent - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Spent 4) 06/15/2017-Private Advisor Group- DBA:(Hybrid) Beasley Wealth Management-investment related- At reported business location(s) -Registered Investment Advisor DBA-IAR-start 10/21/2016- Hours per month 160/ Hours during trading 7- Time spent percent 100%-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/15/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/19/2024 - Real Estate Rental - Investment Related - Mexico Beach, FL - Start Date 12/02/2024 - 4 Hours Per Month/ 1 Hour During Trading 6) 03/20/2026-EPM Financial-Wealth Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/18/2026-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-06 |
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