Lindsay M Kelly

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-09-14
CT	RA	APPROVED	2020-06-03
MD	RA	APPROVED	2015-04-08
TX	RA	APPROVED	2013-03-12

DC RA
APPROVED

Since 2022-09-14
CT RA
APPROVED

Since 2020-06-03
MD RA
APPROVED

Since 2015-04-08
TX RA
APPROVED

Since 2013-03-12

Branch Locations

Annapolis, MD • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	01/2011	Present
Bank Of America, N.A.	Washington	DC	11/2022	Present

01/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
11/2022 → Present

Bank Of America, N.A.

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-20

S66 Uniform Combined State Law Examination

2013-02-20

Other Names

Lindsay Lessard
Lindsay M Lessard

View on SEC IAPD