Richard Harold Greene

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1996 → Present
  Sizeler Realty Co., Inc.
  Metairie, LA
• 02/2011 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 09/2013 → 03/2017
  Asset One, Llc
  Mandeville, LA
• 11/2017 → 10/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2021 → Present
  Independent Financial Group
  Madisonville, LA

Previous Registrations

• 2017-11-01 → 2021-11-01
  Cetera Wealth Services, Llc
  Madisonville, LA
  El Segundo, CA
• 2017-07-02 → 2017-11-01
  Girard Securities, Inc.
  Mandeville, LA
  San Diego, CA
  Madisonville, LA
  Corpus Christi, TX
• 2013-09-17 → 2017-07-02
  Asset One Llc
  Mandeville, LA

Other Businesses

(1) RICHARD H GREENE JR CPA, LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1994 ADDRESS: 536 Pelican Ridge Dr., Madisonville LA 70447, United States DESCRIPTION: Tax preparation and accounting services (2) SIZELER REALTY CO. POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 50 START DATE: 07/01/1996 ADDRESS: 1750 Clearview Pkwy, Metairie LA 70001, United States DESCRIPTION: Chief Financial Officer, Director, of real estate services company offering sales, leasing, and commercial property management. (3) FIRST PRIVATE TRUST POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 1750 Clearview Pkwy., Suite 200, Metairie LA 70001, United States DESCRIPTION: Chief Financial Officer, Director, of company offering asset management services, including commercial property management (4) STUMPF REALTY POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 536 Pelican Ridge Dr., Madisonville LA 70447, United States DESCRIPTION: Real estate services including sales and leasing (5) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2011 ADDRESS: 536 Pelican Ridge Dr., Madisonville LA 70447, United States DESCRIPTION: Insurance agent (6) TOROSO FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2021 ADDRESS: 536 Pelican Ridge Dr., Madisonville LA 70447, United States DESCRIPTION: Registered representative at DBA used for marketing purposes NEW ORLEANS WINE & FOOD EXPERIENCE POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2024 ADDRESS: 900 Camp St, #4C1, New Orleans LA 70130, United States DESCRIPTION: Director and Treasurer for the non-profit organization. Review the financial reports that are provided by an outside independent accounting firm and present highlights/summary of the reports to the board of directors at board meetings.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-08-04

Designations

• Certified Financial Planner

Other Names

• Richard Harold Greene