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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-12-11 |
| ND | RA | APPROVED | 2024-12-02 |
| MN | RA | APPROVED | 2024-11-26 |
| SD | RA | APPROVED | 2024-11-26 |
| WY | RA | APPROVED | 2021-08-23 |
| IA | RA | APPROVED | 2019-01-30 |
| TX | RA | APPROVED_RES | 2019-01-25 |
| KS | RA | APPROVED | 2018-12-04 |
| NE | RA | APPROVED | 2018-11-21 |
| NM | RA | APPROVED | 2018-11-21 |
| CO | RA | APPROVED | 2017-08-10 |
| IL | RA | APPROVED | 2016-07-08 |
| MO | RA | APPROVED | 2009-10-28 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Meremac Community College | St. Louis | MO | 01/2000 | Present |
| Icma Retirement Corporation | Washington | DC | 08/2004 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-09 |
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