Carlos Francisco Uriarte

Employer firm

First Advisors National, LLC CRD 166212

$506M regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• RETIREMENT PLANNING CONSULTATIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 03/2020
  Pfs Investments Inc
  Santa Ana, CA
• 07/2016 → 03/2020
  Primerica Financial Svcs
  Santa Ana, CA
• 03/2020 → 09/2021
  Securities Management & Research, Inc.
  Long Beach, CA
• 03/2020 → 09/2021
  Bfc Planning, Inc.
  Long Beach, CA
• 06/2020 → Present
  Columbia Financial Group
  Syracuse, NY
• 01/2022 → Present
  Carlos Uriarte Sole Proprietor
  Long Beach, CA
• 07/2020 → Present
  Wholehearted Financial Services Llc
  Long Beach, CA
• 02/2022 → 11/2024
  Wholehearted Financial Services Llc
  Long Beach, CA

Previous Registrations

• 2022-05-19 → 2023-11-27
  Wholehearted Financial Services Llc
  Long Beach, CA
• 2020-03-13 → 2021-09-27
  Bfc Planning, Inc.
  Long Beach, CA
  Cedar Rapids, IA
• 2016-07-08 → 2020-03-05
  Pfs Investments Inc.
  Torrance, CA
  Santa Ana, CA

Other Businesses

COLUMBIA FINANCIAL GROUP; INSURANCE AGENT; 06/2020; SYRACUSE, NY; INSURANCE PRODUCT SALES; INVESTMENT RELATED; 20 HRS/MONTH; 5 HRS/MONTH DURING TRADING HOURS. CARLOS URIARTE SOLE PROPRIETOR; INSURANCE AGENT; 01/2022; LONG BEACH, CA; INSURANCE PRODUCT SALES;INVESTMENT RELATED; 20 HRS/MONTH; 5 HRS/MONTH DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-20
• S63 Uniform Securities Agent State Law Examination
  2011-09-28