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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
TX RA APPROVED 2025-11-07
  • CA RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2025-11-07

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

4 Upper Newport Plaza Dr. Suite 103, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jsf Financial Llc Los Angeles CA 01/2013 03/2025
Mid Atlantic Capital Corporation Los Angeles CA 05/2013 03/2025
Private Advisor Group, Llc Morristown NJ 03/2025 Present
Previous Registrations
Other Businesses

1.Mr. Mercado uses Elevation Wealth Advisors as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Mercado is registered at, and is related to his investment services practice. Mr. Mercado devotes about 120 hours per month to this activity, including about 120 hours during securities trading hours, concurrently with time Mr. Mercado devotes to activity providing investment services through Private Advisor Group. 2.Mr. Mercado is the owner of Leda Financial Corp. through which he operates a financial services practice, but which is owned independently from Private Advisor Group, LLC. This activity is at the address Mr. Mercado is registered at, and is related to his investment services practice. Mr. Mercado devotes about 160 hours per month to this activity, including about 160 hours during securities trading hours, concurrently with time Mr. Mercado devotes to activity providing investment services through Private Advisor Group.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-08
  • S63 Uniform Securities Agent State Law Examination
    2011-09-08
Designations

View on SEC IAPD

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