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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-04-01
  • NH RA
    APPROVED
    Since 2026-04-01

Branch Locations

6 Chenell Drive Suite 200, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Concord NH 09/2010 Present
Us Cellular Manchester NH 08/1999 06/2023
Pfs Investments Inc Concord NH 10/2025 Present
Polaris Plymouth MN 07/2023 Present
  • 09/2010 → Present
    Primerica Financial Services
    Concord, NH
  • 08/1999 → 06/2023
    Us Cellular
    Manchester, NH
  • 10/2025 → Present
    Concord, NH
  • 07/2023 → Present
    Polaris
    Plymouth, MN
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-13
S63 Uniform Securities Agent State Law Examination 2025-11-08
  • S65 Uniform Investment Adviser Law Examination
    2026-03-13
  • S63 Uniform Securities Agent State Law Examination
    2025-11-08
Other Names
  • Doug Cate
  • Douglas Cate
  • Douglas Cate

View on SEC IAPD

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