Bin Liu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-06-02
CT	RA	APPROVED	2016-05-17

NJ RA
APPROVED

Since 2017-06-02
CT RA
APPROVED

Since 2016-05-17

Branch Locations

Bayonne, NJ • United States

6950 Tpc Dr, Mckinney, TX 75070 • United States

525 Washington Blvd Central Business Review Unit, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2014	Present

09/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*4776 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Bayonne, New Jersey 07002 Nature of business: , Compensation for Activity: Position, title, association: , Start date of relationship: 8/1/2017 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-16

S66 Uniform Combined State Law Examination

2016-05-16

View on SEC IAPD