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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elefant Financial | Rockaway | NJ | 05/2011 | Present |
| Commonwealth Financial Network | Waltham | MA | 06/2011 | 02/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2026 | Present |
1) ELEFANT FINANCIAL, 300 W. Main Street, Rockaway NJ 07866, 07/2011, Investment Advisor Representative, Fixed annuity and insurance (LIFE/LTC/DI) sales, IR, 8 HR/MO, 8 HR/MO TRADING. 2) GARDEN STATE FINANCIAL SVS D/B/A ELEFANT FINANCIAL, 300 W. Main Street, Rockaway NJ 07866, 07/2011, W2 Employee, Marketing, INV REL, 8 HR/MO - 8 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-31 |
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