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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Walnut Creek | CA | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | 06/2026 |
| Lpl Financial | Elk Grove | CA | 06/2026 | Present |
1. 6/2026 - TLJ PROPERTIES LLC - Real Estate Rental - INV REL - 10 Hour(s)/Month – 0 Hour(s) During Trading - Elk Grove CA 95624 - OBA Start date: 04/04/2018 2. 6/2026 - Artemis Wealth Service - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/16/2026 3. 6/2026 - Athena Nails LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - 10 Hour(s)/Month – 160 Hour(s) During Trading - Sacramento CA 95819 - OBA Start date: 09/01/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-15 |
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