Ana Regina Mota

Employer firm

Bb Securities CRD 132701

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 07/2019
  Morgan Stanley
  Miami, FL
• 08/2019 → 05/2021
  Hsbc Bank Usa, N.A.
  Miami, FL
• 09/2019 → 05/2021
  Hsbc Securities (Usa) Inc.
  Miami, FL
• 05/2021 → 07/2023
  Hsbc Bank Usa, N.A.
  Miami, FL
• 05/2021 → 07/2023
  Hsbc Securities (Usa) Inc.
  Miami, FL
• 07/2023 → Present
  Banco Do Brasil Securities
  Miami, FL

Previous Registrations

• 2019-09-27 → 2023-07-13
  Hsbc Securities (Usa) Inc.
  Miami, FL
  Buffalo, NY
  Miami, FL
  Miami, FL
  Buffalo, NY
  Miami, FL
• 2014-06-04 → 2019-08-27
  Morgan Stanley
  Miami, FL
• 2012-07-30 → 2014-05-20
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2011-10-03 → 2012-07-09
  Citigroup Global Markets Inc.
  Miami, FL
• 2011-06-28 → 2011-09-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
  New York, NY

Other Businesses

1. The name of the other business: Varadero En La Pequena Havana Condominium Association Inc. Whether the business is investment-related: Yes, Real Estate investment. The address of the other business: 450 SW 3rd St, Apt# 19, Miami, FL 33130. The nature of the other business: rental property. Your position/Title: Owner. Relationship with the other business: Owner of apartment on a residential building. The approximate number of hours/month you devote to the other business: 1. The number of hours you devote to the other business during securities trading hours: 0. Briefly describe your duties relating to the other business: collect rent, fairly constant contact with tenant. The start date: Aug 2020. 2. Name: President of the Board of the Directors (BOA) of Varadero En La Pequena Havana Condominium Association Inc. Whether the business is investment-related: Yes, Real Estate investment. The address of the other business: 450 SW 3rd St, Miami, FL 33130. The nature of the other business: President of BOD. Your position/Title: President of BOD. The start date: Aug 2020. The approximate number of hours/month you devote to the other business: 1. The number of hours you devote to the other business during securities trading hours: 0. Briefly describe your duties relating to the other business: help voluntarily the HOA with all related activities, approval of new tenant and owners, meetings. 3. Name: Airbnb; Investment Related: Yes, Real Estate investment.; Address of the other business: Rua Joaquim Nabuco, 189 apt 607 Rio de Janeiro RJ Brazil; Nature of the business: short term rental; Position/Title: Owner. Approximate number of hours/month: 1-5 non-business hours per month. Hours devoted during business/trading hours: 0. Start date: 12/2025. Briefly describe your duties relating to the other business: No duties, a manager runs the business.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-13

Other Names

• Ana Regina Mota
• Ana Mota
• Ana R Mota