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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-05-18 |
Branch Locations
13224 E Mansfield Ave #115, Spokane Valley, WA 99216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horizon Cu | Spokane Valley | WA | 01/2013 | Present |
| Lpl Financial Llc | Spokane Valley | WA | 05/2022 | Present |
1. 05-18-2022-Horizon CU- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Sales Assistant- START DATE: 1/2013-88 Hours per Month/88 Hours During Securities Trading- 2. 10/10/2024 - Horizon Retirement & Investments- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Horizon Retirement & Investments- Investment Related - At Reported Business Location(s) - Start Date 07/01/2022 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-09 |
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