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Hyun Soo Lee

Taylor Advisory Group

Fresno, CA

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Current Employers
Taylor Advisory Group

Scottsdale, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-18
  • CA RA
    APPROVED
    Since 2017-07-18

Branch Locations

410 W. Fallbrook Ave. Suite 104, Fresno, CA 93711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Om Pacific Capital, Llc Los Gatos CA 01/2016 05/2017
The Taylor Advisory Group Llc Fresno CA 07/2017 Present
  • 01/2016 → 05/2017
    Om Pacific Capital, Llc
    Los Gatos, CA
  • 07/2017 → Present
    The Taylor Advisory Group Llc
    Fresno, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-05
S63 Uniform Securities Agent State Law Examination 2011-09-30
  • S65 Uniform Investment Adviser Law Examination
    2011-11-05
  • S63 Uniform Securities Agent State Law Examination
    2011-09-30
Other Names
  • Hyunsoo Lee
  • David Lee

View on SEC IAPD

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