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Harriet Johnson Brackey

LPl Financial LLC

New Orleans, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-21
  • LA RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-21

Branch Locations

601 Poydras St., New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bdo Wealth Advisors, Llc Fort Lauderdale FL 08/2016 08/2018
Iberia Wealth Advisors New Orleans LA 09/2018 07/2020
Iberia Asset Management, Inc. New Orleans LA 10/2018 07/2020
First Horizon Advisors New Orleans LA 07/2020 Present
Lpl Financial Llc New Orleans LA 08/2025 Present
  • 08/2016 → 08/2018
    Bdo Wealth Advisors, Llc
    Fort Lauderdale, FL
  • 09/2018 → 07/2020
    Iberia Wealth Advisors
    New Orleans, LA
  • 10/2018 → 07/2020
    Iberia Asset Management, Inc.
    New Orleans, LA
  • 07/2020 → Present
    First Horizon Advisors
    New Orleans, LA
  • 08/2025 → Present
    New Orleans, LA
Previous Registrations
  • 2020-07-29 → 2025-08-21
    First Horizon Advisors, Inc.
    New Orleans, LA
  • 2018-11-01 → 2020-10-23
    Iberia Asset Management, Inc.
    New Orleans, LA
  • 2016-10-17 → 2019-02-08
    Bdo Wealth Advisors, Llc
    Fort Lauderdale, FL
  • 2012-04-13 → 2016-10-04
    Gsk Wealth Advisors, Inc.
    Fort Lauderdale, FL
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 08/04/2025 - 160 hours per month/ during trading 2- 08/21/2025 - Harriet Johnson Brackey - Author - Author Writer - Investment Related - Home Based - Start Date 09/04/2018 - 20 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-16
  • S65 Uniform Investment Adviser Law Examination
    2011-12-16
Designations
Other Names
  • Harriet Johnson
  • Harriet Clow Johnson

View on SEC IAPD

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