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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-25 |
| IA | RA | APPROVED | 2026-03-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parkland Securities | Ann Arbor | MI | 08/2014 | 12/2024 |
| Ameriprise Financial Services, Llc | Sheldon | IA | 12/2024 | 03/2026 |
| Parkland Securities, Llc | Ann Arbor | MI | 03/2026 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 03/2026 | Present |
1. DBA - Stoeffler Private Wealth, Inc., Le Mars, IA. Name used for my financial services practice through Parkland Securities LLC and SPC. Start date: 04/08/26, approx. 160 hrs/mo. INV REL: Y 2. Sale of non-variable insurance products, including life insurance and annuities, through various insurance companies. Annuities sold through Parkland Securities approved FMO's and Approved Product List. Start date: 3/31/26, approx. 2 hrs/mo. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-08 |
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