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First Command Advisory Services CRD 281958
$24.4B regulatory AUM 1,013 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-01 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Weatherford, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smh Capital Advisors | Ft. Worth | TX | 01/2011 | 10/2017 |
| Sanders Morris Harris Inc. | Houston | TX | 01/2011 | 10/2017 |
| First Command Financial Planning, Inc | Fort Worth | TX | 10/2017 | Present |
Name of the other business: Owner Financed House Sale ; Whether the business is investment-related: No ; Address of the other business: 2358 Old Agnes Road, Weatherford, Texas 76088 ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: joint owner ; The start date of your relationship: 12/17/13 ; The approximate number of hours/month you devote to the other business: 1 - 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: My husband and I sold a house that we owner financed. We keep records of payments and provide end of year statements to the buyer.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 2011-10-20 |
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