Douglas Jason Drobny

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Omaha, NE
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Omaha, NE

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Omaha, NE
  Carmel, IN
• 2005-10-21 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Omaha, NE
  Carmel, IN
  Omaha, NE
  Omaha, NE
  Omaha, NE
• 2002-04-22 → 2005-10-20
  Wells Fargo Clearing Services, Llc
  Omaha, NE

Other Businesses

1. DROBNY WEALTH MANAGEMENT LLC POSITION: Registered Rep/ IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/15/2005 ADDRESS: 18323 C St., Omaha NE 68130, United States DESCRIPTION: Sales & marketing of securities, investments and insurance products 2. DROBNY WEALTH MANAGEMENT LLC FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 10/15/2005 ADDRESS: 18323 C St., Omaha NE 68130, United States DESCRIPTION: Sales and Marketing of fixed annuities and non variable insurance sales.

Exams

• S66 Uniform Combined State Law Examination
  2000-07-28