Roger Lee Smith

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-12-16
IL	RA	APPROVED	2007-04-20

TX RA
APPROVED

Since 2021-12-16
IL RA
APPROVED

Since 2007-04-20

Branch Locations

1701 E Woodfield Rd Suite 620, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2000	Present

04/2000 → Present

Edward Jones

St Louis, MO

Other Businesses

Schaumburg/Hoffman Estates Rotary Foundation Board Schaumburg, IL Start date: 10/1/2021 Investment Committee Hours per week: 0 Hours during trading: 0 member of investment committee. asked to monitor investments and report to the foundation Board.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-16
S63	Uniform Securities Agent State Law Examination	2000-06-08

S66 Uniform Combined State Law Examination

2007-04-16
S63 Uniform Securities Agent State Law Examination

2000-06-08

Designations

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews