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2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-13 |
| OK | RA | APPROVED | 2020-11-12 |
| LA | RA | APPROVED | 2018-12-20 |
| TX | RA | APPROVED | 2018-12-17 |
Branch Locations
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
811 N Main Street, Jasper, TX 75951 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunbelt Securities Inc | Houston | TX | 11/2011 | Present |
| Chamberlain Financial Services (Dba) | Jasper | TX | 11/1998 | Present |
1) CHAMBERLAIN FINANCIAL SERVICES (DBA).811 N MAIN, JASPER, TX 75951. DBA UNDER SUNBELT SECURITIES. INVESTMENT RELATED. REGISTERED REPRESENTATIVE. "DOING BUSINESS AS" (DBA). START: 11/2011. COMMISSIONS UNDER SUNBELT SECURITIES. 40 HOURS A WEEK, DURING TRADING HOURS. 2)JASPER HIGHER EDUCATION FOUNDATION (OBA). PO BOX 2067, JASPER, TX 75951. NOT INVESTMENT RELATED. TREASURER ON BOARD. NO RELATIONSHIP. START: 2002. LESS THAN 1 HOUR A MONTH. NON PROFIT ORGANIZATION 3) RICHARD NEIL CHAMBERLAIN, CPA (OBA). 811 N MAIN, JASPER, TX 75951. PUBLIC ACCOUNTING PRACTICE. NOT INVESTMENT RELATED. CPA, SELF EMPLOYED. NO RELATIONSHIP. START: 1993. COMPENSATION IN FEES. 40 HOURS A WEEK. 4) Insurance Agent (OBA): Not investment related. 811 N Main St, Jasper, TX 75951. Insurance Agent. Life Insurance Policies. Related. Start: 11/17/2011 . Less than 1 hour a week, during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-02 |
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