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300 Morrison Park Drive Suite 130, Southlake, TX 76092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-17 |
Branch Locations
300 Morrison Park Drive Suite 130, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swan Global Investments, Llc | Durango | CO | 01/2015 | 02/2023 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 02/2015 | 02/2023 |
| Hilltop Securities Inc | Dallas | TX | 02/2023 | 11/2023 |
| Swan Global Investments | Durango | CO | 01/2015 | 02/2023 |
| Kpc Financial Solutions | Grapevine | TX | 11/2023 | Present |
| Kpc Financial Solutions Llc | Grapevine | TX | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-12 |
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