Jay David Angotti

Employer firm

Kpc Financial Solutions, LLC CRD 317107

$75.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 02/2023
  Swan Global Investments, Llc
  Durango, CO
• 02/2015 → 02/2023
  Northern Lights Distributors, Llc
  Elkhorn, NE
• 02/2023 → 11/2023
  Hilltop Securities Inc
  Dallas, TX
• 01/2015 → 02/2023
  Swan Global Investments
  Durango, CO
• 11/2023 → Present
  Kpc Financial Solutions
  Grapevine, TX
• 10/2021 → Present
  Kpc Financial Solutions Llc
  Grapevine, TX

Previous Registrations

• 2023-02-27 → 2023-11-30
  Hilltop Securities Inc.
  Dallas, TX
• 2016-04-12 → 2023-03-08
  Swan Global Investments, Llc
  Tampa, FL
  Durango, CO
  Dallas, TX
• 2011-08-12 → 2012-04-30
  Park Avenue Securities Llc
  Honolulu, HI

Exams

• S66 Uniform Combined State Law Examination
  2016-04-12

Designations

• Certified Financial Planner

Other Names

• Jay Angotti
• Jay D Angotti