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Jorge F De Giorgio

J.P. Morgan Securities LLC

Sherman Oaks, CA

CRD 5890200

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2021-01-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

15100 Ventura Blvd, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Van Nuys CA 10/2012 Present
Previous Registrations
  • 2011-07-29 → 2012-10-01
    Chase Investment Services Corp.
    Sherman Oaks, CA
    Van Nuys, CA
    Van Nuys, CA
Other Businesses

Entity Name: Self- Jorge de Giorgio Investment related: No "Address: West Hills, CA 91307" Nature of the other business: Content Creator Position/Title/Relationship: Employee/Contractor Start Date: 03/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Creating video content, creator/influencer in outdoors, home and automotive DIY projects and products. Content shown on YouTube, Instagram and other websites. Highlighting product from Amazon and receiving affiliate compensation. Receiving compensation from YouTube for content traffic from views.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-28
S63 Uniform Securities Agent State Law Examination 2011-05-05
  • S65 Uniform Investment Adviser Law Examination
    2011-07-28
  • S63 Uniform Securities Agent State Law Examination
    2011-05-05
Other Names
  • De Giorgio F Jorge
  • George F De Giorgio
  • George De Giorgio

View on SEC IAPD

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