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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
3177 Latta Road Ste 10, Rochester, NY 14612 • United States
745 Long Pond Road, Rochester, NY 14612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rochester | NY | 02/2011 | Present |
| Esl Investment Services, Llc | Rochester | NY | 06/2011 | Present |
1. 10/23/2015: No Business Name - Investment Related - At Reported Business Location(s) - Started 11/03/2015 - Time Spent 1% - Notary Public. 2. 01/04/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/27/2011 - 160 Hours Per Month / 8 Hours During Trading. 3. 1/17/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/06/2012 - 20 Hours Per Month/1 Hour During Securities Trading - Life, Disability, Long Term Care.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-24 |
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