Christina Maria Smith

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-10
CA	RA	APPROVED	2019-07-29

TX RA
APPROVED

Since 2020-03-10
CA RA
APPROVED

Since 2019-07-29

Branch Locations

Castaic, CA • United States

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Glendale	CA	06/2009	Present
Morgan Stanley Private Bank, N.A	New York	NY	02/2020	Present

06/2009 → Present

Morgan Stanley

Glendale, CA
02/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-07-29
S63	Uniform Securities Agent State Law Examination	2017-10-20

S65 Uniform Investment Adviser Law Examination

2019-07-29
S63 Uniform Securities Agent State Law Examination

2017-10-20

Other Names

Christina Maria Raleigh

View on SEC IAPD

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