Best Investors Account Sign in

Gia Marie Bubnis

Nuveen Asset Management, LLC

Chicago, IL

CRD 5889861

Claim This Profile
Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-18
  • IL RA
    APPROVED
    Since 2022-04-18

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investment Management Llc New York NY 07/2010 06/2017
Allianz Global Investors Distributors Llc New York NY 07/2017 01/2021
Allianz Global Investors U.S. Llc New York NY 07/2017 01/2021
Virtus Investment Advisers, Inc New York NY 02/2021 03/2022
Vp Distributors Llc New York NY 02/2021 03/2022
Nuveen Securities, Llc Fanwood NJ 03/2022 Present
Nuveen Asset Management, Llc Chicago IL 03/2022 Present
Blackrock Investments, Llc New York NY 07/2010 06/2017
  • 07/2010 → 06/2017
    New York, NY
  • 07/2017 → 01/2021
    Allianz Global Investors Distributors Llc
    New York, NY
  • 07/2017 → 01/2021
    Allianz Global Investors U.S. Llc
    New York, NY
  • 02/2021 → 03/2022
    Virtus Investment Advisers, Inc
    New York, NY
  • 02/2021 → 03/2022
    Vp Distributors Llc
    New York, NY
  • 03/2022 → Present
    Nuveen Securities, Llc
    Fanwood, NJ
  • 03/2022 → Present
    Chicago, IL
  • 07/2010 → 06/2017
    Blackrock Investments, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-13
  • S66 Uniform Combined State Law Examination
    2011-08-13
Other Names
  • Gia Marie Fusco

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor