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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investment Management Llc | New York | NY | 07/2010 | 06/2017 |
| Allianz Global Investors Distributors Llc | New York | NY | 07/2017 | 01/2021 |
| Allianz Global Investors U.S. Llc | New York | NY | 07/2017 | 01/2021 |
| Virtus Investment Advisers, Inc | New York | NY | 02/2021 | 03/2022 |
| Vp Distributors Llc | New York | NY | 02/2021 | 03/2022 |
| Nuveen Securities, Llc | Fanwood | NJ | 03/2022 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 03/2022 | Present |
| Blackrock Investments, Llc | New York | NY | 07/2010 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-13 |
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