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Philip Natale

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Henderson, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NV RA APPROVED 2021-03-02
TX RA APPROVED_RES 2018-09-07
CT RA APPROVED 2018-04-16
  • NY RA
    APPROVED
    Since 2021-04-19
  • NV RA
    APPROVED
    Since 2021-03-02
  • TX RA
    APPROVED_RES
    Since 2018-09-07
  • CT RA
    APPROVED
    Since 2018-04-16

Branch Locations

450 N Stephanie St, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Las Vegas NV 09/2013 11/2016
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2018 Present
Bank Of America, N.A. New York NY 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-15
  • S66 Uniform Combined State Law Examination
    2011-04-15
Other Names
  • Philip S Natale
  • Philip S Natale
  • Philip Salvatore Natale

View on SEC IAPD

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Other Offices

EDWARD JONES · HENDERSON, NV
J.P. MORGAN SECURITIES LLC · HENDERSON, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSON, NV
WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV
FOUNDATIONS INVESTMENT ADVISORS LLC · HENDERSON, NV
THE WEALTH CONSULTING GROUP · Henderson, NV
THRIVE WISE WEALTH · HENDERSON, NV
CHARLES SCHWAB & CO., INC. · Henderson, NV

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