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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-28 |
| CO | RA | APPROVED | 2020-05-11 |
Branch Locations
3491 East Harmony Road Suite 210, Fort Collins, CO 80528-9669 • United States
Timnath, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Fort Collins | CO | 09/2014 | 05/2020 |
| Rbc Capital Markets, Llc | Fort Collins | CO | 05/2020 | Present |
NAME OF ENTITY: NOCO Unify 20/30 ADDRESS: 6432 Grand Tree Blvd. Timnath Co, 80547 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non profit organization that serves and donates money to children's charities in the Northern Colorado CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 3/01/2021 DUTIES: Help running fundraisers, golf tournaments etc. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-23 |
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