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Sean Chase French

Tiaa-Cref Individual & Institutional Services, LLC

Glendale, CO

Denver, CO

CRD 5889344

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-22
VT RA APPROVED 2026-01-22
TX RA APPROVED 2025-10-30
CO RA APPROVED 2025-07-11
  • AL RA
    APPROVED
    Since 2026-01-22
  • VT RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2025-10-30
  • CO RA
    APPROVED
    Since 2025-07-11

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 01/2011 08/2017
Tiaa Glendale CO 01/2011 Present
Tiaa-Cref Individual & Institutional Services, Llc Glendale CO 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-22
S63 Uniform Securities Agent State Law Examination 2011-03-03
  • S65 Uniform Investment Adviser Law Examination
    2013-02-22
  • S63 Uniform Securities Agent State Law Examination
    2011-03-03
Designations
  • Certified Financial Planner
Other Names
  • Sean Chase French
  • Sean French

View on SEC IAPD

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