Richard Lee Shaum

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Fidelity Brokerage Services, Llc
  Greenwood Village, CO
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2019-10-03 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Folsom, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-03-09

Designations

• Certified Financial Planner

Other Names

• Lee Richard Shaum
• Richard Lee Shaum