Scott Steven Hermes

Current Employers

Creativeone Securities, Llc

6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2020-02-28

WI RA
APPROVED

Since 2020-02-28

Branch Locations

6330 Sprint Parkway, Suite 400, Overland Park, KS 66211 • USA

716 Pine Street, Green Bay, WI 54301 • United States

4321 W. College Avenue Suite 200, Appleton, WI 54914 • United States

1010 Wisconsin Dells Parkway #8, Wisconsin Dells, WI 53950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lupo Securities, Llc	Chicago	IL	04/2016	07/2019

04/2016 → 07/2019

Lupo Securities, Llc

Chicago, IL

Other Businesses

NOTRE DAME ACADEMY; NOT INVESTMENT-RELATED; 610 MARYHILL DR, GREEN BAY, WI 54303; VARSITY SOFTBALL; HEAD COACH; BEGAN 1/7/2021; APPROXIMATELY 30 HOURS PER MONTH, WITH NONE DURING SECURITIES TRADING HOURS; TEACHING YOUNG LADIES TO PLAY SOFTBALL.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-07

S66 Uniform Combined State Law Examination

2020-02-07

Other Names

Scott Hermes

View on SEC IAPD

Current Employers

Creativeone Securities, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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