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Nathan J. Cluxton

LPl Financial LLC

Winnetka, IL

Wilmette, IL

Rolling Meadows, IL

Wheeling, IL

Skokie, IL

Lincolnwood, IL

Evanston, IL

Glencoe, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-28
IL RA APPROVED 2021-03-24
  • TX RA
    APPROVED
    Since 2023-03-28
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

520 Green Bay Road, Winnetka, IL 60093 • United States

1701 Sheridan Road, Wilmette, IL 60091 • United States

3325 Kirchoff Rd, Rolling Meadows, IL 60008 • United States

10 Huntington Lane, Wheeling, IL 60090 • United States

4801 Golf Rd Unit 100, Skokie, IL 60077 • United States

6820 N Lincoln Ave, Lincolnwood, IL 60714 • United States

Evanston, IL • United States

333 Park Ave, Glencoe, IL 60022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services, Inc Lake Forest IL 05/2009 Present
Lpl Financial Llc Northbrook IL 03/2021 Present
  • 05/2009 → Present
    Harris Investor Services, Inc
    Lake Forest, IL
  • 03/2021 → Present
    Lpl Financial Llc
    Northbrook, IL
Previous Registrations
  • 2009-05-18 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Lake Forest, IL
    Winnetka, IL
    Chicago, IL
    Northbrook, IL
    Glencoe, IL
  • 2001-10-04 → 2009-02-26
    Strategic Advisers Llc
    Blue Ash, OH
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - WINNETKA, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-13
S63 Uniform Securities Agent State Law Examination 2000-07-24
  • S66 Uniform Combined State Law Examination
    2001-09-13
  • S63 Uniform Securities Agent State Law Examination
    2000-07-24
Designations
Other Names
  • Nathan J. Joseph Cluxton
  • Nathan Cluxton
  • Nathan Joseph Cluxton

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EASTGATE CAPITAL ADVISORS LLC
PILOT ASSET MANAGEMENT LLC
ROBERT W. BAIRD & CO. INCORPORATED
CHARLES SCHWAB & CO., INC.
RAIL-SPLITTER CAPITAL MANAGEMENT LLC
VAN AKE CAPITAL LLC
WARBERG ASSET MANAGEMENT LLC

Other Investors

Brian K Nourbash
ALEXANDRIA M SZAFRANSKI
Jason C Anderson
YOAV SHARON
Keeley S. Kandziora
John Michael Bulgarelli
Joshua Bailey
Mary O. Boesen

Other Offices

J.P. MORGAN SECURITIES LLC · Winnetka, IL
J.P. MORGAN SECURITIES LLC · WINNETKA, IL
EASTGATE CAPITAL ADVISORS LLC · WINNETKA, IL
PILOT ASSET MANAGEMENT LLC · WINNETKA, IL
LPL FINANCIAL LLC · WINNETKA, IL
ROBERT W. BAIRD & CO. INCORPORATED · WINNETKA, IL
CHARLES SCHWAB & CO., INC. · Winnetka, IL
RAIL-SPLITTER CAPITAL MANAGEMENT LLC · WINNETKA, IL

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