Stephanie Devan Abee

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Devan, Llc
  Raleigh, NC
• 04/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-04-29 → 2016-04-22
  Transamerica Financial Advisors, Llc
  Carmel, IN
  Raleigh, NC
  Panama City Beach, FL
  Clearwater, FL
• 2012-07-24 → 2013-05-03
  Kestra Investment Services, Llc
  Raleigh, NC
  Austin, TX
  Raleigh, NC
• 2011-10-10 → 2012-07-26
  Transamerica Financial Advisors, Llc
  Carmel, IN
  Raleigh, NC

Other Businesses

1)DEVAN LLC, 1306 BANBURY ROAD RALEIGH, NC, 10/2007 AS MANAGING MEMBER OF DESIGN CONSULTATION FIRM. NIR - 0HRS 2)PLUMTREE LLC, 3108 ETON RD RALEIGH NC, 8/1997 AS OWNING PARTNER. LLC THAT OWNS FOUR RENTAL PROPERTIES IN NC. NIR - 5 HRS/MO, 0 HRS. 3)INDEPENDENT INSURANCE AGENT, 2304 WESVILL CT STE 380, RALEIGH, NC, 10/2011 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/YR - 2/TRADING. 4)SOCIAL SECURITY ASSOCIATES, 2339 GOLD MEADOW WAY STE 200, GOLD RIVER, CA, 1/2014 PROVIDING EDUCATIONAL SS WORKSHOPS. NIR - 30 HR/YR - 0/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S66 Uniform Combined State Law Examination
  2011-10-07