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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-11 |
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
1625 The Alameda Suite #206, San Jose, CA 95126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foothill Securities Inc. | Santa Clara | CA | 01/2016 | 12/2016 |
| Securities America Inc. | San Jose | CA | 12/2016 | 06/2024 |
| Securities America Advisors | San Jose | CA | 12/2016 | 06/2024 |
| Arbor Point Advisors | San Jose | CA | 07/2019 | 10/2019 |
| Osaic Wealth, Inc. | San Jose | CA | 06/2024 | Present |
1. ANTONIO POSADA POSITION: Seller NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 1625 The Alameda, Suite 206, San Jose CA 95126, United States DESCRIPTION: I do a very small amount of term life policies and have acquired an annuity business from my parents.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-15 |
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