Christopher D Urban

Current Employers

Employment History

• 03/2011 → 01/2020
  Axa Advisors
  Williamsville, NY
• 01/2020 → 07/2025
  Cadaret, Grant &Co., Inc.
  Orchard Park, NY
• 08/2023 → 07/2025
  Wny Asset Management
  Orchard Park, NY
• 07/2025 → Present
  Lpl Financial Llc
  Orchard Park, NY

Previous Registrations

• 2020-01-10 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Orchard Park, NY
• 2023-09-18 → 2025-07-09
  Wny Asset Management, Llc
  Williamsville, NY
  Orchard Park, NY
• 2011-06-09 → 2020-01-21
  Equitable Advisors, Llc
  Blasdell, NY
  Williamsville, NY
  Williamsville, NY
  Orchard Park, NY

Other Businesses

1- 07/2025 - Insurance Agent - Non-Variable Insurance - Not Investment Related - At Reported Business Location(s) - Start Date 01/10/2020 - 15 hours per month/ 10 hours during trading 2- 07/2025 - Tax Preparer - Tax Prep/Accounting/CPA - Not Investment Related - At Reported Business Location(s) - Start Date 02/22/2021 - 0 hours per month/ during trading 3- 07/2025 - Notary Public - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 08/01/2010 - 2 hours per month/ during trading 4- 07/2025 - 54KentStreet -Real Estate Rental - Co-Owner - Investment Related - Blasdell, NY - Start Date 11/01/2009 - 5 hours per month/ 0 hours during trading 5- 07/2025 - ClearPlan Financial, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 260 hours per month/ 160 hours during trading 6- 07/2025 - ClearPlan Financial, Inc. - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 260 hours per month/ 160 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-05-07