Nicholas Thomas Constantino

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-25
FL	RA	APPROVED	2017-12-13

NY RA
APPROVED

Since 2021-03-25
FL RA
APPROVED

Since 2017-12-13

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

61 John Muir Dr. Ste. 100, Amherst, NY 14228 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	02/2011	01/2017
Legend Advisory Corporation	Palm Beach Gardens	FL	01/2014	09/2019
Lincoln Investment	Fort Myers	FL	01/2017	Present

02/2011 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2014 → 09/2019

Legend Advisory Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Fort Myers, FL

Previous Registrations

2015-04-28 → 2019-10-04

Legend Advisory, Llc

Fort Myers, FL

Palm Beach Gardens, FL

Other Businesses

NICHOLAS CONSTANTINO TAX POSITION: Preparing taxes NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 01/15/2025 ADDRESS: 61 John Muir Dr ste 100, Amherst NY 14228, United States DESCRIPTION: Basic tax preparation returns.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-21
S63	Uniform Securities Agent State Law Examination	2013-08-03

S66 Uniform Combined State Law Examination

2015-02-21
S63 Uniform Securities Agent State Law Examination

2013-08-03

Other Names

Nicholas T Constantino

View on SEC IAPD