Latricia Peck

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → 12/2020
  Compass Bank
  Birmingham, AL
• 04/2019 → 12/2020
  Bbva Compass Insurance Agency Inc
  Austin, TX
• 04/2019 → 12/2020
  Bbva Securities Inc
  Dallas, TX
• 04/2018 → 03/2019
  Charles Schwab And Co, Inc
  Fort Worth, TX
• 03/2018 → 04/2018
  Unemployed
  Irving, TX
• 05/2017 → 03/2018
  First Command Financial Planning, Inc.
  Fort Worth, TX
• 11/2015 → 05/2017
  Allstate
  Irving, TX
• 04/2019 → 12/2020
  Bbva Wealth Solutions Inc
  Dallas, TX
• 09/2019 → Present
  In Time Communications, Llc.
  Cleveland, OH
• 12/2020 → 07/2021
  Key Investment Services
  Cleveland, OH
• 04/2020 → Present
  In Titled Properties, Llc
  Cleveland, OH
• 07/2021 → 07/2022
  World Financial Group, Inc.
  Johns Creek, GA
• 07/2021 → 07/2022
  Transamerica Financial Advisors, Inc
  Johns Creek, GA
• 04/2019 → 09/2019
  In Time Communications, Llc
  Irving, TX
• 12/2021 → Present
  Amazon
  Solon, OH
• 08/2022 → Present
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI
• 07/2022 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2022 → Present
  Adecco
  West Allis, WI

Previous Registrations

• 2021-07-20 → 2022-07-15
  Transamerica Financial Advisors, Llc
  Johns Creek, GA
• 2020-12-23 → 2021-07-15
  Key Investment Services Llc
  Brooklyn, OH
• 2019-04-30 → 2020-12-21
  Pnc Managed Account Solutions, Inc.
  Dallas, TX
• 2018-06-05 → 2019-04-12
  Charles Schwab & Co., Inc.
  Fort Worth, TX
  Westlake, TX

Other Businesses

Amazon / 1221-Present / Investment Related: No /43500 Victory Parkway Solon, OH 44139 / Warehouse employee / Sale of Household / Hrs. Work Monthly: 80 / Sec Trading Hrs: 0 / If approved I will be working in a warehouse setting sorting packages. My schedule will be mainly over the weekend but also a couple of evenings during the week. This does not interfere with my TFA work schedule. Approximately 16 hours per week. In Time Communications, LLC / 0419-Present / Investment Related: No / current address:4131 E. 175th Street Cleveland, OH 44128 /former address: 10503 North MacArthur Apt 1003, Irving, Tx 75063 Owner / Writing A Book / Hrs. Work Monthly: 10 / Sec Trading Hrs: 0 / Writing a book non investment related and sell products online such as accessories, apparel etc. /Title: Author and Businesswoman/Time spent in business 2-4 hours month after trading hours , no time is spent during trading hours In Titled Properties, LLC, Opened 4/2020, POSITION: Owner, INVESTMENT RELATED: No, NUMBER OF HOURS: 1, SECURITIES TRADING HOURS: 0, DESCRIPTION: Plan travel for family, friends, and my contacts on a part-time basis on evenings and weekends in my spare time.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-15
• S63 Uniform Securities Agent State Law Examination
  2011-03-01

Other Names

• Latricia Renae Peck
• Latricia Renae Jones
• Tricia Renae Peck
• Trish Renae Peck
• Latricia Renae Jones
• Trish Renae Peck
• Tricia Renae Peck
• Latricia Peck