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Walter Winston Lother

Edward Jones

Rutland, VT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-09
VT RA APPROVED 2023-03-03
  • TX RA
    APPROVED_RES
    Since 2023-08-09
  • VT RA
    APPROVED
    Since 2023-03-03

Branch Locations

128 Merchants Row, Rutland, VT 05701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2011 12/2017
Cuna Brokerage Services, Inc. Waverly IA 12/2017 06/2022
Vermont State Ecu Montpelier VT 01/2018 06/2022
Lpl Financial Llc Bennington VT 05/2022 06/2022
Citizens Securities Inc. Bennington VT 06/2022 03/2023
Edward Jones St Louis MO 03/2023 Present
Previous Registrations
  • 2022-07-11 → 2023-02-16
    Citizens Securities, Inc.
    Brattleboro, VT
    Rutland, VT
    Bennington, VT
    West Pawlet, VT
    Albany, NY
  • 2022-05-18 → 2022-07-20
    Lpl Financial Llc
    Bennington, VT
  • 2018-01-23 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Bennington, VT
  • 2011-06-15 → 2017-12-20
    Edward Jones
    St Louis, MO
    North Adams, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-13
  • S66 Uniform Combined State Law Examination
    2011-06-13
Designations
Other Names
  • Walter Winston Lother
  • Walter Lother

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.
CITIZENS SECURITIES, INC.
WELLS FARGO CLEARING SERVICES, LLC

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JAMES BRIAN REYNOLDS
DANA VICTORIA JONES
WILLIAM LEO HADDEN
TIMOTHY STEPHEN O'CONNOR
KATHERINE BOUCHER BRADY

Other Offices

EDWARD JONES · RUTLAND, VT
LPL FINANCIAL LLC · RUTLAND, VT
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Rutland, VT
COMMONWEALTH FINANCIAL NETWORK · Rutland, VT
LPL FINANCIAL LLC · RUTLAND, VT
GREENHILL FINANCIAL PARTNERS · RUTLAND, VT
LPL FINANCIAL LLC · RUTLAND, VT
MORGAN STANLEY · Rutland, VT

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