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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| UT | RA | APPROVED | 2023-06-29 |
Branch Locations
1361 N 1075 W Suite 15, Farmington, UT 84025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2014 | Present |
| Summit View Partners, Llc | Farmington | UT | 02/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: JOHNSON FUND SERVICES; INVESTMENT RELATED: NO; ADDRESS: 284 E 1900 S, KAYSVILLE, UT 84037; NATURE OF BUSINESS: BOOKKEEPING; START DATE: 01/2011; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: KEEP MONTHLY BOOKS FOR SMALL COMPANIES; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES & LONG TERM CARE; (3) NAME OF OTHER BUSINESS: JOHNSON FINANCIAL LLC; INVESTMENT RELATED: NO; ADDRESS: 284 E 1900 S, KAYSVILLE, UT 84037; NATURE OF BUSINESS: LEGAL ENTITY FOR TAX AND LIABILITY PURPOSES; START DATE: 06/2014; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LEGAL ENTITY FOR TAX AND LIABILITY PURPOSES; (4) NAME OF OTHER BUSINESS: SUMMIT VIEW FINANCIAL LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: NAME OF FINANCIAL PLANNING PRACTICE, FOR MARKETING PURPOSES ONLY ; (5) NAME OF OTHER BUSINESS: JBJ HOLDINGS, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: OFFICE BUILDING START DATE: 12/2019 POSITION/TITLE/RELATIONSHIP: PARTNER LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OFFICE BUILDING TO HOUSE FINANCIAL PLANNING BUSINESS (6) NAME OF OTHER BUSINESS: SUMMIT VIEW PARTNERS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2023; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (7) NAME OF OTHER BUSINESS: CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS; INVESTMENT RELATED: NO ; ADDRESS: 1955 S 350 E KAYSVILLE, UT 84037; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: 1ST COUNSELOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE THE AFFAIRS AND WELL BEING OF THOSE IN THE CONGREGATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-02 |
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